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Pre-Opening Compliance Checks Every Licensed Premises Should Complete

Jul 29
4 min read

Opening your premises without completing the proper checks can expose your customers, employees, business and premises licence to unnecessary risk.


A blocked fire exit, failed CCTV system, missing licence document or outdated allergen information may appear to be a small oversight. However, these problems can quickly lead to accidents, complaints, enforcement visits or licensing action.


A structured pre-opening compliance check allows problems to be identified, recorded and corrected before customers enter the premises.


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Use the Click2Comply Pre-Opening Compliance Checklist to help your managers complete and record the essential checks before opening.



WHY ARE PRE-OPENING CHECKS IMPORTANT?


Pre-opening checks provide managers with an opportunity to confirm that the premises is safe, properly staffed and operating in accordance with its premises licence.


They also create evidence that compliance is actively managed.


If an incident, complaint or inspection occurs, properly completed records may help demonstrate what was checked, who completed the check and what corrective action was taken.


PROTECTING THE LICENSING OBJECTIVES


Licensed premises in England and Wales are expected to promote four licensing objectives:


  • The prevention of crime and disorder

  • Public safety

  • The prevention of public nuisance

  • The protection of children from harm


Your daily checks should support these objectives and reflect the conditions attached to your particular premises licence.


The Government’s statutory licensing guidance explains the legal framework applying to premises licences and the promotion of the licensing objectives.


  1. CHECK THE PREMISES LICENCE


Begin by checking that the premises licence summary is displayed in the required location.


Managers should confirm that:


  • The Designated Premises Supervisor details are correct

  • The permitted hours match the planned operation

  • Licensable activities are authorised

  • Relevant conditions are understood

  • Required records and documents are available

  • Any required notices or signs are displayed


Conditions may cover CCTV, door supervision, incident records, staff training, age verification, noise management and other operational matters.


The question every opening manager should ask is:


“Are we operating today exactly as our premises licence permits?”


  1. WALK THE EMERGENCY ESCAPE ROUTES


Do not simply look towards the final exit. Physically walk each emergency escape route.


Check that:


  • Escape routes are unobstructed

  • Final exits open correctly

  • Fire doors are not improperly held open

  • Emergency lighting appears operational

  • Fire extinguishers are in position

  • Fire-alarm panels show no obvious fault

  • First-aid supplies are available

  • Staff understand the emergency arrangements


Government fire-safety guidance states that fire-risk assessments should consider emergency routes and exits, fire detection, emergency planning and staff training.


Any serious fire-safety failure should be escalated immediately. Affected areas should not be opened until they can be used safely.


  1. TEST THE CCTV SYSTEM


The presence of cameras does not prove that the CCTV system is working.


Before opening, check that:


  • Live images are visible

  • All required cameras are operational

  • The displayed date and time are correct

  • Recorded footage can be replayed

  • Footage can be exported when required

  • A trained member of staff can operate the system


Where radios, body-worn cameras or other security equipment are required, these should also be checked.


Record faults and the action taken. If CCTV is required by a licence condition, managers should consider whether the premises can lawfully operate while the system is unavailable.


  1. PREPARE ALCOHOL-SALE CONTROLS


Alcohol controls should be in place before the first sale.


Managers should confirm that:


  • Challenge 25 signs are displayed

  • The refusals register is accessible

  • Staff understand accepted identification

  • Staff know how to identify proxy sales

  • Staff understand how to refuse service

  • Authorised sellers have been identified

  • A responsible manager is available


A short pre-opening briefing can help staff make consistent decisions throughout the shift.


  1. COMPLETE FOOD-SAFETY AND ALLERGEN CHECKS


Where food is prepared or served, managers should confirm that the required food-safety checks have been completed.


These may include:


  • Refrigerator and freezer temperatures

  • Hot-holding temperatures

  • Clean food-preparation areas

  • Stocked handwashing facilities

  • Clean and safe equipment

  • Waste-management arrangements

  • Pest-control concerns

  • Current allergen information


The Food Standards Agency advises food businesses to provide accurate allergen information and take appropriate steps to avoid cross-contamination.


Staff must never guess when responding to an allergen enquiry. If accurate information cannot be provided, the food should not be served.


  1. WALK THE CUSTOMER JOURNEY


Managers should inspect the premises from a customer’s perspective.


Walk through:


  • The entrance

  • Queuing areas

  • Bars and service points

  • Seating areas

  • Stairways and corridors

  • Toilets

  • Smoking areas

  • Outside seating

  • Waste-storage and collection areas


Look for spills, broken glass, damaged furniture, poor lighting, obstructions and other hazards.


Where a dangerous defect cannot be corrected immediately, prevent access to the affected area.


  1. CHECK NOISE AND PUBLIC-NUISANCE CONTROLS


Noise controls should be checked before music, televisions or entertainment systems are used.


Confirm that:


  • Any noise limiter is operational

  • The limiter has not been adjusted or bypassed

  • Only approved sound equipment is connected

  • Doors and windows are managed appropriately

  • External areas are clean and controlled

  • Staff understand any noise restrictions

  • Customer dispersal arrangements are understood


Early intervention is usually much easier than responding to complaints after disturbance has occurred.


  1. GIVE EVERY CHECK AN OWNER


A tick alone provides limited evidence.


Your completed record should show:


  • The check completed

  • The person responsible

  • The result

  • Any fault identified

  • The action taken

  • Whether the fault was resolved

  • The manager’s final authorisation to open


There should be no failed check without a recorded action.


DOWNLOAD THE FREE PRE-OPENING COMPLIANCE CHECKLIST


Click2Comply has created a practical Pre-Opening Compliance Checklist for pubs, bars, restaurants, cafés and other licensed premises.


Use it to check:


  • Licensing documents and conditions

  • Fire and emergency arrangements

  • CCTV and security equipment

  • Alcohol-sale controls

  • Food safety and allergens

  • Customer areas

  • Noise-management arrangements

  • Staff readiness

  • Corrective actions and management sign-off





OPEN WITH CONFIDENCE


Effective pre-opening checks protect your customers, employees, business and premises licence.


They also help demonstrate that compliance is being actively managed rather than left to chance.


Complete the checks, record the result and correct failures before opening.


For practical hospitality compliance training, guidance and downloadable resources, visit Click2Comply at: https://click2comply.co.uk


Sources and further guidance:

 
 
 

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